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The role is an Officer position in Compliance Department, assisting Head of Compliance Department in implementing the Corporate Governance, Regulatory compliance and Anti-Money Laundering ("AML")/ Countering Terrorist Financing ("CTF") Function in order to ensure the adherence to the Group and the local regulatory requirements.
II. Key Roles & Responsibilities
1. Regulatory and internal policies compliance
• Ensure SVFC implements the process of adhering to laws, regulations, standards, and other rules set forth by governments and other regulatory bodies, including gap analysis and communicate with relevant divisions/departments to close the gaps;
• Monitor business operations to comply with relevant government regulations, parent company's policies and Company's internal policies;
• Review Company's internal policies for possible risks and liabilities (if any) and research compliance requirements for new initiatives;
• Review Company's contracts/agreements/policies drafted by related functional divisions/departments in accordance with Compliance roles and responsibilities and/or requested by Department/Division Head;
• Draft, update and/or enhance Compliance policies/guidelines/processes when required;
• Provide and consolidate comments on draft regulations relevant to SVFC's operations and communicate with related divisions/departments as well as government agencies and other organizations regarding this matter.
• Other tasks if necessary or required.
2. AML/ CTF Function
• Responsible for the compliance with the local as well as relevant overseas money laundering and terrorist financing regulations.
• Ensure that money laundering and terrorist financing deterrence procedures and controls are robust and in line with the AML guidelines for oversea subsidiaries of Group.
• Responsible to monitor, control and provide updates solutions for the internal AML screening system in alignment with local regulatory requirements, for example, the OFAC, UN lists.
• Responsible to monitor, control transactions, give advice and/or reports suspicious transactions (if any) to State Bank of Vietnam ("SBV") of AML department.
• Responsible for internal audit/ regulatory engagement (review, inspection)/ external audit regarding AML/CTF operations.
3. Monitoring and Compliance Assurance Review
• Actively monitor the business to provide assurance to all relevant parties including local management and Group that the processes, procedures and systems in the business are delivering satisfactory standards of compliance.
• Encourage and assist functional department in development its own monitoring process to ensure the compliance with applicable local laws and other requirements from Group.
• Closely liaise with Internal Audit for sufficient and necessary compliance assurance to be delivered on a most effective and efficient manner without unnecessary burden on the business.
4. Reporting
• Responsible to prepare routine reports in charged by Compliance department and/or give advice for other divisions, departments regarding ad-hoc reports required by SBV.
• Responsible to prepare and submit regular compliance reports and management information reports to Head of Compliance and Head of Legal & Compliance Division in accordance with the standard format and requirements set by Group's Compliance team from time to time.
• Report major compliance issues and problems to the CEO and Group Compliance team on a timely basis in accordance with the policies and requirements set out in the Compliance Guidelines for the oversea subsidiaries.
5. Financial Crime Function
• Ensure clear and practical Financial Crimes related policies and procedures are in place through either directly adopting the local regulations or senior management or Group's Guidelines.
• Ensure any breach or potential breach to the Anti-Bribery and Corruption ("ABC") risk appetite or ABC policy requirements is timely reported to the local senior management.
• Ensure the appropriate investigations and follow-up actions are taken in time.
6. Training & Enhancing Awareness
• Responsible for conducting direct training or assisting and/or providing advice in the development of local unit training strategies, policies and materials related to Compliance, Financial Crimes and especially AML/ CTF issues.
• Responsible for preparing, developing, and designing the Compliance training materials which has been updated in accordance with regulatory changes.
• Liaise with service providers to enhance Compliance training courses via SVFC's training platform (if required).
7. Other tasks
• Other tasks as assigned by Head of Compliance/Head of Legal & Compliance from time to time.1. Education Background
• University graduated, preferable legal/ banking degree holder
2. Work Experience
• Prior experience (3 years) in audit or legal & compliance or risk management functions is an advantage
3. Knowledge
• Law/ Compliance/ Consumer Finance/ Audit
• Compliance management (Advice & Guidance, Monitoring/Review, Liaise & Coordinate, AML, Financial Crime Function, Development & Implementation)
• Develop risk management strategies and processes
4. Skills
• Legal research
• Compliance regime/ Risk management
• Compliance/ Audit techniques
• Reporting
• Give advise/ Feedback
• Training
• Market information
• Effective communication skills/ Problem-solving
• Team Building
• Critical Thinking Ability.100% probation salary
Health insurance and full social insurance regulated by Vietnam Labor Law
14 - 20 days annual leave, 3 days of sick leave with pay
Trade Union benefit
Professional, dynamic working environment.
![Công ty CP Tập đoàn HALO Công ty CP Tập đoàn HALO](https://1900.com.vn/storage/uploads/companies/logo/519/screenshot-2024-01-18-190705-1705579591.png)
Thành lập từ năm 2009, HALO GROUP ra đời với mong muốn mang đến thị trường vật liệu xây dựng Việt Nam các dòng sản phẩm hoàn thiện nội thất chất lượng cao với giá thành hợp lý. Hiện tại, HALO GROUP bao gồm 5 công ty thành viên với phạm vi kinh doanh phong phú ở nhiều lĩnh vực, năng lực tài chính vững mạnh cùng đội ngũ nhân viên chuyên nghiệp, chuyên môn cao.
HALO GROUP hiện nay bao gồm 5 công ty thành viên:
- Công ty TNHH HALO GROUP (Tp.HCM)
- Công ty TNHH Trang trí Nội thất & Xây dựng HALOCONS (Tp.HCM)
- Công ty Cổ phần Đầu tư HALO HOLDINGS (Tp. HCM)
- Công ty TNHH MARKET PRO (Tp.HCM - Nhập khẩu và phân phối hàng kim khí điện máy, hàng tiêu dùng)
- Công ty Cổ phần Đầu tư HALO (Kiên Giang)
Phương châm “Tinh tế và Sang trọng”
- Đội ngũ lãnh đạo và nhân viên năng động đầy nhiệt huyết.
- HALO GROUP là niềm tin của các chủ đầu tư, nhà thầu, kiến trúc sư, tư vấn thiết kế, các đại lý và người tiêu dùng.
- Sản phẩm đa dạng, đẳng cấp, chất lượng vượt trội.
- Giá thành hợp lý.
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