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Assistant Manager, Investment Compliance
Magenest.,JSC
25 việc làm
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Thông tin cơ bản
Mức lương:
Thỏa thuận
Chức vụ:
Nhân viên
Ngày đăng tuyển:
29/10/2024
Hạn nộp hồ sơ:
28/11/2024
Hình thức:
FULL_TIME
Kinh nghiệm:
5 - 6 năm
Số lượng:
1
Giới tính:
Không yêu cầu
Nghề nghiệp
Ngành
Position Responsibilities
Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.
Manulife is an Equal Opportunity Employer
At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.
It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact [email protected].
Working Arrangement
In Office
- Assist the Head of Legal & Compliance to:
- maintain current awareness of applicable and proposed laws and regulations and make recommendations to the Head of Legal & Compliance in compliance with applicable regulations;
- maintain the Group’s and Company’s compliance policies and procedural manuals, drafting and updating policies and procedures as required by local regulations and Manulife’s policies;
- handle conflict of interest and dispute;
- maintain risk management matters as required by regulations;
- maintain AML/ATF program
- Support any projects related to Legal and Compliance
- Maintain & perform testing Compliance Monitoring Plan to ensure compliance with applicable laws, regulations & Manulife’s policies, i.e : codes of conduct, conflict of interest, trade allocation, front trading, distribution, etc…;
- Perform investment compliance, rule coding and monitoring in compliance with approved parameters;
- Manage personal trading disclosure program and perform gift clearance;
- Update, maintain and perform AML/ATF program, update AML/ATF’s policies & procedures in accordance with local laws & Manulife’s polcies;
- Perform distribution compliance;
- Prepare compliance reports and other management reports as required by local regulations and internal requirements;
- Handle and monitor investor hotline and ensure investor complaint handling procedures are in place;
- Handle and monitor information disclosure in compliance with stipulated regulations;
- Supervise the custody and separation of assets and capital of each entrusted investor, each fund and the Company;
- Supervise the valuation of net asset value of the fund and the pricing of fund certificate;
- Check the legality, honesty, reasonability and prudence in fund management, asset and portfolio management, accounting books and reporting activities;
- Supervise idle capital financial safety ratios;
- Monitor the Company license status & staff’s license, register and de-register staff’s license with SSC;
- Promptly report any breach of compliance policy and follow up with on action plan;
- Update new laws and regulations;
- Frequent report to the Head of Legal & Compliance for all handling matters; and
- Other related works arising from time to time as requested by the Head of Legal & Compliance
- 5-8 years in total
- Have accounting or audit certificate; or bachelor’s degree in accounting or audit or higher and has at least 01 year’s experience of working in accounting or audit;
- Have a bachelor in economics (major in auditing or accounting).
- Have at least 02 years’ experience of working in specialized departments of fund management companies, securities companies, credit institutions, insurance firms, audit organizations or finance, banking, insurance, securities or state audit authorities;
- Adequate 2 certificates of professional qualification in securities and the securities market (Certificate of Basic Securities Market, and Certificate of Basic Securities Law issued by SSC).
- We’ll empower you to learn and grow the career you want.
- We’ll recognize and support you in a flexible environment w1here well-being and inclusion are more than just words.
- As part of our global team, we’ll support you in shaping the future you want to see.
Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.
Manulife is an Equal Opportunity Employer
At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.
It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact [email protected].
Working Arrangement
In Office
Khu vực
Magenest.,JSC
Xem trang công ty
Quy mô:
200 - 500 nhân viên
Địa điểm:
Tầng 4, 170 La Thành, Ô Chợ Dừa, Đống Đa, Hà Nội
Magenest là đối tác chiến lược của Magento tại khu vực châu Á-Thái Bình Dương, đồng thời cũng là đối tác của Odoo ERP, AWS, Hubspot, kết hợp 4 nên nền tảng công nghệ thành One-Stop Solution - bộ giải pháp công nghệ cho doanh nghiệp toàn diện và duy nhất tại Việt Nam. Magenest sử dụng công nghệ để giúp doanh nghiệp giải quyết các vấn đề như quản lý bán hàng, quản lý nguồn lực, tạo dựng và duy trì mối quan hệ với khách hàng cũng như lưu trữ và phân tích dữ liệu.
Công ty tập trung vào các mũi nhọn sau:
- Giải pháp thương mại điện tử hoàn thiện cho các khách hàng vừa và lớn.
- Mobile applications cho thương mại điện tử.
- Phát triển các giải pháp trí tuệ nhân tạo ứng dụng cho thương mại điện tử.
- HubSpot: cung cấp nền tảng CRM và Marketing Automation
- Odoo ERP: cung cấp giải pháp nguồn mở để phục vụ nhu cầu quản lý các doanh nghiệp.
- Amazon Web Service (AWS): cung cấp giải pháp cloud, an ninh mạng, phát triển phần mềm.
Chính sách bảo hiểm
- Chế độ bảo hiểm theo quy định của Luật Lao động.
Các hoạt động ngoại khóa
- Tham gia các chương trình du lịch,
- dã ngoại
- team building
- sinh nhật cùng công ty thường xuyên.
Lịch sử thành lập
- Thành lập năm 2015, Magenest luôn nỗ lực để trở thành một trong những đơn vị cung cấp giải pháp TMĐT - CĐS hàng đầu tại khu vực Châu Á Thái Bình Dương.
Mission
- Thông qua các giải pháp xây dựng kênh bán hàng phù hợp, tối ưu bán hàng đa kênh, trải nghiệm khách hàng, tỉ lệ chuyển đổi, khách hàng của Magenest luôn dành sự hài lòng cao cho dịch vụ của Magenest cũng như lựa chọn tiếp tục đồng hành với Magenest trên con đường TMĐT.
Những nghề phổ biến tại Magenest.,JSC
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