Techcombank ★ 3.7

Mô tả Công việc

Job purpose

• Develop policies and procedures, provide advisory services, supervise, and perform inspection and control activities to ensure that staff, employees, and sales force comply with applicable legal regulations related to insurance business operations and the company’s internal regulations.
• Ensure the company’s operations comply with relevant laws and regulations.

Job Description

Responsibilities

1. Sales Compliance Monitoring

· Develop policies, processes, and procedures for sales activities, monitor sales compliance, and mitigate compliance risks.

· Collaborate with business units to evaluate potential compliance risks in sales activities, analyze impact, and recommend appropriate risk mitigation measures.

· Conduct compliance assessments for products and services prior to market launch: identify risks, assess impact, propose solutions, and ensure alignment with legal and internal standards.

· Periodically review and update sales compliance policies and processes to align with changes in internal operations, legal regulations, and market practices.

· Coordinate with relevant departments to assess legal risks in customer acquisition and servicing, propose remedial measures, and ensure compliance.

· Participate in training programs and communication initiatives to enhance awareness and compliance culture within the sales team.

2. AML và FATCA

Advise on the implementation of AML and FATCA policies, processes, and standards.

· Monitor and evaluate AML/FATCA compliance of the business units.

· Coordinate with the AML team and relevant departments to address customer issues related to AML/FATCA and recommend remediation plans.

· Participate in training sessions and communication to raise awareness and strengthen compliance in relation to AML and FATCA requirements.

· Collaborate with legal, risk, and compliance teams in customer due diligence and reporting activities in line with AML/FATCA standards.

· Assist in working with SBV, MOF, and other competent authorities regarding AML/FATCA compliance matters.

3. Policy Management and Advisory

· Advise on the implementation and management of internal policies and compliance guidelines in relation to corporate standards.

· Participate in policy review and development activities to ensure alignment with compliance requirements and best practices.

4. Other tasks and responsibilities as assigned by manager

Yêu Cầu Công Việc

Education and related experience

• Education: University
• Related experience: 5-10 years

Other requirement:

·       Graduated from university or higher, with experience in compliance, internal control, or auditing. Experience in life insurance is preferred.

·       English proficiency: IELTS 6.5 or equivalent

·       Strong analytical thinking, problem-solving, and decision-making skills

·       Ability to lead and manage a team effectively

·       Integrity, honesty, and a strong sense of confidentiality

·       High level of independence in work execution

·       Meticulous, responsible, and professional in work performance