- Assist the Head of Legal & Compliance to:
- maintain current awareness of applicable and proposed laws and regulations and make recommendations to the Head of Legal & Compliance in compliance with applicable regulations;
- maintain the Group’s and Company’s compliance policies and procedural manuals, drafting and updating policies and procedures as required by local regulations and Manulife’s policies;
- handle conflict of interest and dispute;
- maintain risk management matters as required by regulations;
- maintain AML/ATF program
- Support any projects related to Legal and Compliance
- Maintain & perform testing Compliance Monitoring Plan to ensure compliance with applicable laws, regulations & Manulife’s policies, i.e : codes of conduct, conflict of interest, trade allocation, front trading, distribution, etc…;
- Perform investment compliance, rule coding and monitoring in compliance with approved parameters;
- Manage personal trading disclosure program and perform gift clearance;
- Update, maintain and perform AML/ATF program, update AML/ATF’s policies & procedures in accordance with local laws & Manulife’s polcies;
- Perform distribution compliance;
- Prepare compliance reports and other management reports as required by local regulations and internal requirements;
- Handle and monitor investor hotline and ensure investor complaint handling procedures are in place;
- Handle and monitor information disclosure in compliance with stipulated regulations;
- Supervise the custody and separation of assets and capital of each entrusted investor, each fund and the Company;
- Supervise the valuation of net asset value of the fund and the pricing of fund certificate;
- Check the legality, honesty, reasonability and prudence in fund management, asset and portfolio management, accounting books and reporting activities;
- Supervise idle capital financial safety ratios;
- Monitor the Company license status & staff’s license, register and de-register staff’s license with SSC;
- Promptly report any breach of compliance policy and follow up with on action plan;
- Update new laws and regulations;
- Frequent report to the Head of Legal & Compliance for all handling matters; and
- Other related works arising from time to time as requested by the Head of Legal & Compliance
- 5-8 years in total
- Have accounting or audit certificate; or bachelor’s degree in accounting or audit or higher and has at least 01 year’s experience of working in accounting or audit;
- Have a bachelor in economics (major in auditing or accounting).
- Have at least 02 years’ experience of working in specialized departments of fund management companies, securities companies, credit institutions, insurance firms, audit organizations or finance, banking, insurance, securities or state audit authorities;
- Adequate 2 certificates of professional qualification in securities and the securities market (Certificate of Basic Securities Market, and Certificate of Basic Securities Law issued by SSC).
- We’ll empower you to learn and grow the career you want.
- We’ll recognize and support you in a flexible environment w1here well-being and inclusion are more than just words.
- As part of our global team, we’ll support you in shaping the future you want to see.
Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.
Manulife is an Equal Opportunity Employer
At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.
It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact [email protected].
Working Arrangement
In Office
Newstarland và Ngôi Sao Mới – tiền thân là Vietstarland đã trải qua bao biến động, thăng trầm của thị trường bất động sản giàu tiềm năng nhưng cũng nhiều thử thách. Với sự phát triển ngoạn mục trong năm 2014 và ba quý đầu năm 2015, đến nay Newstarland – Ngôi Sao Mới đã mở rộng và phát triển tới 5 văn phòng giao dịch tại cả 3 dự án của tập đoàn Vingroup, bao gồm Vinhomes Royal City,Vinhomes Times City và Vinhomes Riverside. Newstarland – Ngôi Sao Mới có đội ngũ chuyên viên kinh doanh được đào tạo bài bản chuyên sâu từ các trường đại học uy tín trong nước và ngoài nước có trình độ chuyên môn cao, nhiều kinh nghiệm. Từ 05 thành viên ở thời điểm thành lập, đến nay Newstarland-Ngôi Sao Mới đã nâng số lượng nhân sự lên 400 người tham gia phân phối các dự án Vinhomes Times City Park Hill, Vinhomes Royal City, Vinpearl Resort & Villas, Vinhomes Riverside cùng các dự án của tập đoàn Vingroup tại các địa bàn Hải Phòng, Bắc Giang, Tp. Hồ Chí Minh, …. Hệ thống tư vấn quản lý, kinh doanh, và môi giới bất động sản của Newstarland – Ngôi Sao Mới được thiết lập và xây dựng theo tiêu chuẩn nghiêm ngặt của từng thị trường nhằm thúc đẩy sự hiệu quả, tính chuyên nghiệp cao, và sáng tạo trong mọi thời điểm, luôn không ngừng nâng cao chiến lược và kinh nghiệm để phù hợp với thị trường. Hiện nay Newstarland – Ngôi Sao Mới đang dẫn đầu thị trường bất động sản về kết quả phân phối các sản phẩm của Vinhomes tại các dự án Vinhomes Royal City, Vinhomes Times City, Vinpearl Resort & Villas và Vinhomes Riverside.