Công ty tài chính TNHH MTV Quốc tế Việt Nam JACCS 1.0 ★

Mô tả Công việc

1. Participate in building and establishing systems and processes to control and prevent compliance risks and organize the implementation of compliance-related policies;

2. Participate in developing policies, procedures, and compliance frameworks;

3. Participate in managing the Company’s Compliance Framework, building a self-assessment and compliance assessment system;

4. Develop, evaluate, and report compliance levels and risks according to regulations;

5. List, monitor and evaluate compliance and key compliance compliance;

6. Focal point, supporting Divisions to build, monitor and update compliance lists;

7. Set up a system to receive, propose and monitor the handling of compliance events;

8. Check and monitor compliance, propose and comment on the development of plans, programs, inspection and control content to ensure professional activitives, general management and administration;

9. Participate in checking compliance with plans, programs and key topics and create and report on assessing the level of compliance with the law, risks due to non-comliance with the law on major activities;

10. Prepare reports and monitor remediation through monitoring activities.

11. Give warnings and recommendations to relevant Divisions in amending and supplementing internal regulations to limit operational risks;

12. Monitor and control compliance, take corrective action after inspection/audit

13. Receive information about compliance vialations and

14. Directly/propose to investigate violations, incidents, complaints… to propose handling violations according to regulations.

15. Perform other tasks as assigned by line managers.